AUKPI Banking Access documents for download

This page is dedicated to holding the documents for the AUKPI Banking Access project.

The page will only exist until the launch of the Association’s new website, after which the documents will be available within that website.

At that point a click-through to the Association’s website will replace the contents of this page.

Just click on “Click here to download” next to the respective document’s name and it will open in a new tab.

The documents for all five elements – “Orientation”, “PEP and UBO”, “Pre-clearance”, “Due Diligence” and “Background documents” – are available for download now.

Stage 0.1 Orientation

0.1.1 Bank Accounts project – orientation slidedeck 24feb20 – Click here to download

0.1.2 Bank Accounts project – background documents 18feb20 – Click here to download

0.1.3 Contacts at banks as of 05jul20 – Click here to download

0.1.4 Applications control sheet 20may20 – Click here to download

Stage 0.2 PEP and UBO

0.2.1 Bank Accounts project – PEP and UBO guidance 20feb2 – Click here to download

0.2.2 Bank Accounts project – Example PEP questionnaire 20feb20 – Click here to download

0.2.3 Bank Accounts project – Determining Ultimate Beneficial Ownership 20feb20 – Click here to download

Stage 1 Pre-clearance

1.1 Bank Accounts project – Stage 1 Pre-clearance – Guidance 12feb20.doc – Click here to download

1.2 Bank Accounts project – Stage 1 Pre-clearance – Letter to bank 12feb20.doc – Click here to download

Stage 2 Due Diligence

2.1 Bank Accounts project – Enabling KYB for the bank to Know the Customers Business 06mar20 – Click here to download

2.2. Bank Accounts project – Wolfsberg Corr Bank Due Diligence Quest for non-bank PSPs 03mar20 – Click here to download

Background documents

B1 Members of a regulated UK retail payment system 11mar20 – Click here to download

B2 PRA list of MFIs 31dec19 – Click here to download

B3 Secondary list of MFIs extracted from PRA list and rationale 25mar20 – Click here to download

B4 AUKPI version of PRA mfi list 31dec19 – Click here to download

B5 FATF Recommendations 2012 – Click here to download

B6 FATF 9 Special Recommendations 2008 – Click here to download

B7 FATF Guidance on Risk-Based Approach to money value transfer services 2016 – Click here to download

B8 FATF Best Practices Beneficial Ownership of Non-Natural Legal Persons 2019 – Click here to download

B9 FATF Guidance on Politically Exposed Persons 2013 – Click here to download

B10 PMPG Guidance on FATF Recommendation 16 on Payment Transparency Update September 2015 Final – Click here to download

B11 Wolfsberg Completion Guidance Corr Bank Due Diligence Quest v1.0 22feb18 – Click here to download

B12 Wolfsberg FAQS Corr Bank Due Diligence Quest v1.0 14jun18 – Click here to download

B13 Wolfsberg Glossary Corr Bank Due Diligence Quest v1.0 22feb18 – Click here to download

B14 Wolfsberg Publication Guidance Corr Bank Due Diligence Quest v1.1 22feb18 – Click here to download

B15 Wolfsberg Payment Transparency Standards October 2017 – Click here to download